William Mcleod
William Mcleod is a registered investment advisor at MML Investors Services, LLC, based in Ocala, FL, with 36 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
8413 SW 80th Street, Suite 2, Ocala, FL, 34481
Get directionsHistory
Regulatory History (1)
Financial
March 2024Other Business ActivitiesSells Insurance
William is involved in several outside business activities. These include compensated board service for Bay Laurel Center Community Development District, working as a real estate agent, sales for McLeod Financial Group (a non-MMLIA insurance brokerage), and life settlements/viaticals sales.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Advest, INC.
Advest, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.