Sanjay Prasad
Sanjay Prasad is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Tampa, FL, with 33 years of industry experience. Sanjay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Tampa, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2001Other Business ActivitiesSells Insurance
Sanjay works as a financial advisor selling life, disability, long-term care, and fixed annuities. This takes about 10-20% of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Peak Brokerage Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
LPL Financial LLCBroker
Aig Financial Advisors, INC.Broker
Sentra Securities CorporationBroker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Pfic Securities CorporationBroker
Fiserv Investor Services, INC.Broker
Linsco/private Ledger CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.