KD
KD
Kelly Dougherty
43 Years of Experience
Palm Desert, CA
2 DisclosuresBroker
Kelly Dougherty is a registered investment advisor at Morgan Stanley, based in Palm Desert, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
74199 El Paseo, Suite 201, Palm Desert, CA, 92260
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2008Settled
Customer Dispute
January 2003Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.
December 2008 - June 2009 · 6 mos
UBS Financial Services INC.
July 1997 - December 2008 · 11 yrs 5 mos
UBS Financial Services INC.Broker
July 1984 - December 2008 · 24 yrs 5 mos
E. F. Hutton & Company INCBroker
December 1983 - July 1984 · 7 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
May 1982 - October 1983 · 1 yr 5 mos
Municicorp of CaliforniaBroker
March 1982 - April 1982 · 1 mo
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.