RC
RC

Robert Callanan

44 Years of Experience
Boston, MA
3 DisclosuresBroker

Robert Callanan is a registered investment advisor at UBS Financial Services INC., based in Boston, MA, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

One Post Office Square, Boston, MA, 02109

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2002
Final Disposition
Customer Dispute
March 2001
Denied
Customer Dispute
February 1998
Denied
Employment History
Current Registrations
UBS Financial Services INC.
March 2009 - Present · 17 yrs 2 mos
UBS Financial Services INC.
December 2008 - Present · 17 yrs 5 mos
UBS Financial Services INC.Broker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
March 2002 - February 2005 · 2 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1989 - December 2008 · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - August 1989 · 7 yrs 5 mos
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Callanan - Financial Advisor | TrueAdvisor