Geoffrey Paul
Geoffrey Paul is a registered investment advisor at United Capital Financial Advisors, based in Los Angeles, CA, with 43 years of industry experience. Geoffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 22,832 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.15% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.85% |
Fees are negotiable. United Capital can charge a tiered rate or a flat dollar fee instead of a flat percentage fee for the annual fee.
Fee Estimator
Location
1901 Avenue of the Stars, Suite 200, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (3)
Regulatory
May 2002Customer Dispute
May 2000Customer Dispute
September 1997Other Business Activities
Geoffrey co-owns Griswold Inn LLC and is a managing member of Bank Lance LLC, Novelty Hayden LLC, and Pratt Square LLC, all family real estate rental businesses. He also owns rental property as a sole proprietor, dedicating minimal time to these activities outside of business hours.
Employment History
Current Registrations
United Capital Financial Advisors
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
UBS Financial Services INC.Broker
UBS Financial Services INC.
Bear, Stearns & CO. INC.
Bear, Stearns & CO. INC.Broker
Cibc World Markets CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.