JY
JY

John Yetman

43 Years of Experience
Tysons, VA
3 DisclosuresBroker

John Yetman is a registered investment advisor at LPL Financial LLC, based in Tysons, VA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

7950 Jones Branch Dr Ste 8338, Suite 8338, Tysons, VA, 22102

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Denied
Employment Separation After Allegations
January 1992
Customer Dispute
January 1992
Settled
Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 10 mos
LPL Financial LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Ameriprise Financial Services, LLC
June 2015 - August 2025 · 10 yrs 2 mos
Ameriprise Financial Services, LLCBroker
June 2015 - August 2025 · 10 yrs 2 mos
Morgan Stanley
June 2009 - July 2015 · 6 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2015 · 6 yrs 1 mo
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
UBS Financial Services INC.
June 2004 - December 2008 · 4 yrs 6 mos
UBS Financial Services INC.Broker
June 2004 - December 2008 · 4 yrs 6 mos
Wachovia Securities, LLCBroker
October 1999 - June 2004 · 4 yrs 8 mos
Wachovia Securities, LLC
June 1999 - June 2004 · 5 yrs
First Union Capital Markets CORP.Broker
February 1999 - October 1999 · 8 mos
Moors & Cabot, INC.Broker
July 1992 - January 1999 · 6 yrs 6 mos
Lehman Brothers INC.Broker
February 1990 - February 1992 · 2 yrs
Capitol Securities Management, INC.Broker
June 1989 - January 1990 · 7 mos
Foxhall Group Securities, INC.Broker
June 1988 - May 1990 · 1 yr 11 mos
Foxhall Investment CorporationBroker
September 1987 - June 1988 · 9 mos
Johnston, Lemon & CO. IncorporatedBroker
April 1982 - July 1987 · 5 yrs 3 mos
State Registrations25 states
AZCACOCTDCDEFLGAILMAMDMIMTNCNENJNYOHPASCTNTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.