Lesa Sroufe is a CFA-designated registered investment advisor at Lesa Sroufe & Company, INC., based in Seattle, WA, with 22 years of industry experience. Lesa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 234 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lesa Sroufe & Company charges a percentage of the value of your investments on a quarterly basis. The specific fee depends on the investment objective (Equity Appreciation or Total Return) and the amount invested.
For Equity Appreciation accounts:
- Under $5 million: 0.80% per year
- $5 million – $15 million: 0.65% per year
- $15 million and above: 0.45% per year
For Total Return accounts:
- Under $1 million: 0.80% per year
- $1 million - $3 million: 0.75% per year
- $3 million - $5 million: 0.70% per year
- $5 million and above: 0.65% per year
For Wrap Accounts:
- Under $10 million: 0.50% per year
- $10 million and above: 0.30% per year
For Institutional Accounts:
- Under $15 million: 0.50% per year
- Over $15 million: Negotiable
Location
1200 5th Avenue; Suite 1200, Seattle, WA, 98101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Lesa Sroufe & Company, INC.
State Registrations1 state
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