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CFP
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CFP

Christopher Inglis

Stifel, Nicolaus & Company, Incorporated
42 Years of Experience
San Francisco, CA
2 DisclosuresBroker
View SEC Summary
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Christopher Inglis is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Francisco, CA, with 42 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One Montgomery Street, Suites 3300, 3500, 3600, & 3700, San Francisco, CA, 94104

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Settled
Customer Dispute
November 2007
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher serves as a Planning Commissioner for the City of Clearlake, owns rental property, and is a board member and treasurer for the Rotary Club of Clear Lake. These activities take a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
May 2023 - Present · 3 yrs 5 mos
Stifel, Nicolaus & Company, Incorporated
May 2023 - Present · 3 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
November 2007 - June 2023 · 15 yrs 7 mos
UBS Financial Services INC.Broker
November 2007 - June 2023 · 15 yrs 7 mos
A. G. Edwards & Sons, INC.
December 2001 - November 2007 · 5 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
November 2001 - November 2007 · 6 yrs
Acument Securities, INC.Broker
March 1992 - November 2001 · 9 yrs 8 mos
First California Capital Markets Group, INC.Broker
April 1987 - October 1990 · 3 yrs 6 mos
Municicorp of CaliforniaBroker
August 1986 - February 1988 · 1 yr 6 mos
Prudential-Bache Securities INC.Broker
June 1984 - August 1986 · 2 yrs 2 mos
Municicorp of CaliforniaBroker
October 1982 - June 1984 · 1 yr 8 mos
State Registrations2 states
CACO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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