PA
PA

Peter Albano

42 Years of Experience
Dunmore, PA
1 DisclosureBrokerSells Insurance

Peter Albano is a registered investment advisor at LPL Financial LLC, based in Dunmore, PA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

124 S Blakely St, Dunmore, PA, 18512

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Other Business ActivitiesSells Insurance

Peter is an insurance agent with KAFL Insurance Resources since 2012, focusing on life insurance and dedicating a few hours per week. He also operates under several DBAs for his LPL business, including FNCB Wealth Management Services, 1st Investment Services, and Peoples Security Wealth Advisors, dedicating full-time hours to these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Invest Financial Corporation
December 2011 - February 2018 · 6 yrs 2 mos
Invest Financial CorporationBroker
December 2011 - February 2018 · 6 yrs 2 mos
Cco Investment Services CORP.
July 2009 - December 2011 · 2 yrs 5 mos
Cco Investment Services CORP.Broker
May 2009 - December 2011 · 2 yrs 7 mos
PNC Capital Markets LLCBroker
August 2001 - December 2008 · 7 yrs 4 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
April 1999 - February 2001 · 1 yr 10 mos
PNC Brokerage CORPBroker
May 1997 - April 1999 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - May 1997 · 2 yrs 2 mos
PNC Brokerage CORPBroker
March 1994 - March 1995 · 1 yr
Gna Securities, INC.Broker
August 1992 - March 1994 · 1 yr 7 mos
Metropolitan Life Insurance CompanyBroker
March 1989 - August 1992 · 3 yrs 5 mos
Metlife Securities INC.Broker
March 1989 - August 1992 · 3 yrs 5 mos
John Hancock Distributors, INC.Broker
December 1982 - February 1989 · 6 yrs 2 mos
State Registrations19 states
AZCACOCTDEFLGAMAMDMIMONCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Albano - Financial Advisor | TrueAdvisor