James Chiaro
James Chiaro is a registered investment advisor at LPL Financial LLC, based in Dunmore, PA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
124 S Blakely St, Dunmore, PA, 18512
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Regulatory History (2)
Customer Dispute
February 2021Customer Dispute
May 2020Other Business ActivitiesSells Insurance
James operates his LPL business through multiple DBAs, dedicating full-time hours to these investment-related activities. He also sells non-variable insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
PNC InvestmentsBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.