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William Mcandrew

LPL Financial LLC
33 Years of Experience
Dunmore, PA
1 DisclosureBroker
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William Mcandrew is a registered investment advisor at LPL Financial LLC, based in Dunmore, PA, with 33 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

101 N Blakely St, Dunmore, PA, 18512

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William operates under Fidelity Asset Management Services and Fidelity Wealth Portfolios as DBAs for his LPL business. He also has a financial institution duty with Fidelity Deposit and Discount Bank, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
May 2007 - February 2018 · 10 yrs 9 mos
Invest Financial CorporationBroker
April 2007 - February 2018 · 10 yrs 10 mos
Pfic Advisors, INC.
December 2006 - May 2007 · 5 mos
Pfic Securities CorporationBroker
July 2005 - April 2007 · 1 yr 9 mos
Vision Asset Management INC
September 2002 - July 2005 · 2 yrs 10 mos
Vision Investment Services, INC.Broker
May 2001 - July 2005 · 4 yrs 2 mos
Fintegra, LLCBroker
December 2000 - May 2001 · 5 mos
First Union Securities, INC.Broker
October 2000 - December 2000 · 2 mos
First Union Brokerage Services, INC.Broker
January 2000 - October 2000 · 9 mos
Summit Financial Services Group, INC.Broker
October 1998 - January 2000 · 1 yr 3 mos
Fiserv Investor Services, INC.Broker
September 1996 - October 1998 · 2 yrs 1 mo
PNC Brokerage CORPBroker
January 1996 - August 1996 · 7 mos
Liberty Securities CorporationBroker
April 1992 - February 1995 · 2 yrs 10 mos
State Registrations27 states
ARAZCACOCTDEFLGAILKSKYLAMAMDMINCNJNVNYOHPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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