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CFP
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CFP

Carolann Brown

Fox Hill Wealth Management
42 Years of Experience
Newport, RI
2 Disclosures
View SEC Summary
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Carolann Brown is a CFP-designated registered investment advisor at Fox Hill Wealth Management, based in Newport, RI, with 42 years of industry experience. Carolann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 410 clients with $290M in assets under management.

Fox Hill Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
410 clients
Average Client Portfolio
$708K average
Assets Under Management
$290.2M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual advisory fee ranges from 1.0% to 3.0% depending on the strategy utilized (Preservation and Legacy strategies are 1.0%; Journey and Stability strategies are 3.0%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

38 Bellevue Ave, Newport, RI, 02840

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2021
Customer Dispute
August 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fox Hill Wealth Management
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Pallas Capital Advisors, LLC
September 2021 - January 2022 · 4 mos
UBS Financial Services INC.
October 2008 - September 2021 · 12 yrs 11 mos
UBS Financial Services INC.Broker
October 2008 - September 2021 · 12 yrs 11 mos
Wachovia Securities, LLCBroker
July 2003 - November 2008 · 5 yrs 4 mos
Wachovia Securities, LLC
July 2003 - November 2008 · 5 yrs 4 mos
Prudential Securities Incorporated
July 1987 - July 2003 · 16 yrs
Prudential Securities IncorporatedBroker
July 1987 - July 2003 · 16 yrs
Painewebber IncorporatedBroker
April 1982 - July 1987 · 5 yrs 3 mos
State Registrations1 state
RI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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