Bruce Carlson is a CFP-designated registered investment advisor, based in North Oaks, MN, with 41 years of industry experience.
Location
North Oaks, MN
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Regulatory History (1)
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Regulatory
October 2002Final
Other Business Activities
Bruce is the President of Carlson Asset Management and Kestra Advisory Services, LLC, where he manages client investment portfolios and assists with financial planning, dedicating nearly full-time hours to these activities. He also works as a notary, spending minimal time on this.
Employment History
Current Registrations
Kestra Investment Services, LLC
August 2017 - Present · 8 yrs 11 mos
Kestra Investment Services, LLCBroker
August 2017 - Present · 8 yrs 11 mos
Kestra Advisory Services, LLC
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Carlson Asset Management
January 2014 - October 2014 · 9 mos
Wfg Advisors, LP
May 2004 - August 2017 · 13 yrs 3 mos
Wfg Investments, INC.Broker
December 2003 - August 2017 · 13 yrs 8 mos
UBS Painewebber INC.Broker
July 1999 - January 2002 · 2 yrs 6 mos
Dain Rauscher IncorporatedBroker
March 1998 - August 1999 · 1 yr 5 mos
Dain Rauscher IncorporatedBroker
April 1994 - March 1998 · 3 yrs 11 mos
John G. Kinnard and Company, IncorporatedBroker
May 1982 - June 1994 · 12 yrs 1 mo
State Registrations22 states
AZCACTFLIAINKSMEMIMNMOMTNDNENHNVOHSDTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.