Edward Cole is a CFP-designated registered investment advisor at LPL Financial LLC, based in Provo, UT, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3355 N. University Ave., Ste. 150, Provo, UT, 84604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Edward operates his LPL business through Cole Financial Advisors, Inc. This activity is investment-related.
Employment History
Current Registrations
Cole Financial Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Edward J. Cole, Financial Consultant, INC.
Associated Securities CORP.Broker
Fsc Securities CorporationBroker
Aid Securities CorporationBroker
Planners Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.