David Shipley is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. George, UT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
40 E. St. George Blvd., St. George, UT, 84770
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is an adjunct professor teaching online finance classes, a relationship manager/business development officer for Zions Trust, and a Provo City Council member. He also owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Zions Direct, INC.Broker
Zions Capital Advisors, INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.