Christopher Cole is a CFP-designated registered investment advisor at LPL Financial LLC, based in Provo, UT, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3355 N. University Ave., Ste. 150, Provo, UT, 84604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher operates his LPL business through Cole Financial Advisors, Inc. and provides investment advisory services through the same firm, dedicating full-time hours to these activities. He also works as a licensed mortgage officer, spending minimal time on this.
Employment History
Current Registrations
Cole Financial Advisors, INC.
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.