Peter Halliwell
Peter Halliwell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Smithtown, NY, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
95 Smithtown Blvd, Smithtown, NY, 11787
Get directionsHistory
Regulatory History (4)
Judgment / Lien
September 2018Customer Dispute
February 2017Judgment / Lien
March 2014Judgment / Lien
March 2014Other Business ActivitiesSells Insurance
Peter sells and renews health insurance for various companies, dedicating a few hours per week. He is also an independent contractor for Hendel Wealth Management Group, spending about half his time as a financial advisor meeting with clients and providing advice.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.Broker
Life Planning INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Nml Equity Services, INC.Broker
Life Planning INC.Broker
State Registrations6 states
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