Douglas Bauer
Douglas Bauer is a CFP, ChFC-designated registered investment advisor at Allsquare Wealth Management, LLC, based in Albany, NY, with 37 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 436 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $600K | 1.20% |
| $600K - $1.2M | 0.60% |
| $1.2M+ | 0.30% |
Fees are negotiable at the firm's discretion based on criteria such as household assets, expected service time, and account composition.
Fee Estimator
Location
200 Great Oaks Blvd, Suite 219, Albany, NY, 12203
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2000Employment History
Current Registrations
Allsquare Wealth Management, LLC
Previous Registrations
Spire Securities, LLCBroker
Ing Financial Partners, INC.Broker
Waddell & Reed, INC.Broker
Mcginn, Smith & CO., INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
W. S. Griffith & CO., INC.Broker
Nathan, Lewis & Grant, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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