Michael Rosenberg
Michael Rosenberg is a registered investment advisor at LPL Financial LLC, based in Florham Park, NJ, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
23 Vreeland Road Suite 204, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (7)
Judgment / Lien
May 2023Judgment / Lien
February 2022Customer Dispute
October 2018Judgment / Lien
March 2018Judgment / Lien
April 2016Judgment / Lien
January 2016Judgment / Lien
February 2015Other Business ActivitiesSells Insurance
Michael operates under the DBAs Diversified Investment Strategies and Gladstone Wealth Partners for his LPL business. He also sells life and health insurance, dedicating about 10% of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Capital Analysts, IncorporatedBroker
Chubb Securities CorporationBroker
Financial Network Investment CorporationBroker
Chris Securities INC.Broker
Chubb Securities CorporationBroker
Monarch Securities, INC.Broker
Uslife Equity Sales CORP.Broker
Phoenix Equity Planning CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.