Vincent Pallitto
Vincent Pallitto is a CFP-designated registered investment advisor at LPL Financial LLC, based in Florham Park, NJ, with 27 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
30 Columbia Turnpike Ste 101, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2024Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Vincent sells non-variable insurance, including long-term care and life insurance, since 2003. He also operates an independent insurance agency selling fixed insurance products, dedicating about 5% of his time, and runs Vincent Pallitto, CPA LLC, focusing on tax preparation and accounting, taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Summit Asset Management, INC.
Northeast Securities, INC.Broker
Bennett, Mullaney & CO., INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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