Alan Becker
Alan Becker is a registered investment advisor at LPL Financial LLC, based in Florham Park, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
30 Columbia Turnpike Ste 101, Florham Park, NJ, 07932
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Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Alan is associated with Summit Asset Management since 2014 and engages in non-variable insurance activities since 2019, dedicating minimal time to each. He also engages in investment-related non-variable insurance through Life Policy Pros Inc. since 2020, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Summit Asset Management, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
First Union Brokerage Services, INC.Broker
Marketing One Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.