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William Wick

Wells Fargo Advisors
44 Years of Experience
Burlington, VT
1 DisclosureBroker
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William Wick is a registered investment advisor at Wells Fargo Advisors, based in Burlington, VT, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

180 Battery St Ste 300, Burlington, VT, 05401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William has 25% ownership in Trout River Properties, LLC, a real estate venture, since 2010. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2020 - Present · 6 yrs
Wells Fargo Advisors
October 2020 - Present · 6 yrs
Previous Registrations
UBS Financial Services INC.Broker
July 2008 - October 2020 · 12 yrs 3 mos
UBS Financial Services INC.
July 2008 - October 2020 · 12 yrs 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley
December 1994 - April 2007 · 12 yrs 4 mos
Morgan Stanley Dw INC.Broker
May 1984 - April 2007 · 22 yrs 11 mos
Prudential-Bache Securities INC.Broker
May 1983 - April 1984 · 11 mos
E. F. Hutton & Company INCBroker
June 1982 - May 1983 · 11 mos
State Registrations20 states
ARAZCACOCTFLGAILKYMAMDMENCNHNJNYSCVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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