Thomas Barnwell
Thomas Barnwell is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in White Plains, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
360 Hamilton Ave, White Plains, NY, 10601
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2005Customer Dispute
April 2002Other Business Activities
Thomas is the owner of DBA Thomas and Deborah Barnwell, a family business involving the rental of a vacation property in South Carolina, since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
David Lerner Associates, INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.