DP
DP

Deborah Pace

40 Years of Experience
White Plains, NY
1 DisclosureBroker

Deborah Pace is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in White Plains, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

360 Hamilton Ave, White Plains, NY, 10601

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History

Regulatory History (1)
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Employment Separation After Allegations
May 2006
Other Business Activities

Deborah is a limited partner in Woodpecker Media LLC since 2008, with the intention of writing children's books. She currently spends no time on this endeavor.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - January 2017 · 7 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.Broker
August 1990 - June 2006 · 15 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - April 1992 · 8 yrs 8 mos
State Registrations30 states
ALAZCACOCTDCFLGAIDILKYMAMDMTNCNHNJNMNVNYOHPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.