John Guarnieri
John Guarnieri is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in White Plains, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
360 Hamilton Ave, White Plains, NY, 10601
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2001Customer Dispute
November 1999Other Business Activities
John works as a poll worker for the Westchester County Board of Elections since 2020, spending a few hours per week. This activity is not investment-related.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Citigroup Global Markets INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Dollar Dry Dock Investment Services, INC.Broker
Murphey Favre, INC.Broker
G.S.G. Global Securities, INC.Broker
William M. Cadden & CO., INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.