MT
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Mark Trumble
43 Years of Experience
Phoenix, AZ
2 Disclosures
Mark Trumble is a registered investment advisor at Process Design Capital Management LLC, based in Phoenix, AZ, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 79 clients with $78M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
79 clients
Average Client Portfolio
$987K average
Assets Under Management
$78.0M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7301 N. 16th St #102, Phoenix, AZ, 85020
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2002Withdrawn
Customer Dispute
October 2001Denied
Employment History
Current Registrations
Process Design Capital Management LLC
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Cocoon Investment Management
October 2015 - March 2017 · 1 yr 5 mos
Emergent Financial Group, INC.Broker
June 2001 - March 2017 · 15 yrs 9 mos
First Union Securities, INC.Broker
September 1990 - June 2001 · 10 yrs 9 mos
Blunt Ellis & Loewi IncorporatedBroker
November 1989 - September 1990 · 10 mos
Shearson Lehman Hutton INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
E. F. Hutton & Company INCBroker
July 1982 - February 1988 · 5 yrs 7 mos
State Registrations2 states
AZMN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.