James Garber
James Garber is a CFA-designated registered investment advisor at Process Design Capital Management LLC, based in Phoenix, AZ, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 79 clients with $78M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
7301 N. 16th St #102, Phoenix, AZ, 85020
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
James is a FINRA arbitrator and expert witness for Bleeker Consulting, LLC since 2020. He dedicates a few hours per week to this activity, deriving 20% of his yearly compensation from it.
Employment History
Current Registrations
Process Design Capital Management LLC
Previous Registrations
Vora Wealth Management, PLLC
Wells Fargo Advisors, LLC
Prudential Securities Incorporated
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.