Sean Balog
Sean Balog is a registered investment advisor at Process Design Capital Management LLC, based in Phoenix, AZ, with 20 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 79 clients with $78M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
7301 N. 16th St #102, Phoenix, AZ, 85020
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2008Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Sean is a licensed insurance agent and receives commissions from selling insurance products. He also serves on the board of directors of the Clear Light Buddhist Center.
Employment History
Current Registrations
Process Design Capital Management LLC
Previous Registrations
Vora Wealth Management, PLLC
Wells Fargo Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.