Andrew Katz
Andrew Katz is a registered investment advisor at First Heartland Consultants, INC., based in Lake Ariel, PA, with 43 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 6,461 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Maximum fee is 1.75% annually. Fees are negotiable and paid quarterly in advance.
Fee Estimator
Location
120 Maple Ave, Lake Ariel, PA, 18436
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew is a board member of the Blair County Tea Party, spending minimal time. He is also the Secretary for the Lake Ariel Lions Club, dedicating minimal time.
Employment History
Current Registrations
First Heartland Capital, INC.Broker
First Heartland Consultants, INC.
First Heartland Capital, INC.
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Smith Barney INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
First Jersey Securities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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