LS
LS
Lawrence Solomon
43 Years of Experience
Westlake Village, CA
5 DisclosuresBroker
Lawrence Solomon is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History (5)
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Customer Dispute
April 1999Denied
Customer Dispute
March 1999Settled
Regulatory
November 1998Final
Customer Dispute
April 1997Settled
Customer Dispute
August 1987Award / Judgment
Employment History
Current Registrations
Morgan Stanley
August 2012 - Present · 13 yrs 9 mos
Morgan StanleyBroker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLC
May 2002 - September 2012 · 10 yrs 4 mos
RBC Capital Markets, LLCBroker
March 2002 - September 2012 · 10 yrs 6 mos
Sutro & CO. IncorporatedBroker
September 1993 - March 2002 · 8 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1989 - September 1993 · 4 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
September 1982 - June 1989 · 6 yrs 9 mos
State Registrations18 states
AZCACTDEFLGAIAILKSMAMDNCNVNYOHSCUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.