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Lawrence Solomon

Morgan Stanley
44 Years of Experience
Westlake Village, CA
6 DisclosuresBroker
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Lawrence Solomon is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 44 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

2829 Townsgate Road, Suite 200, Westlake Village, CA, 91361

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2026
Customer Dispute
April 1999
Denied
Customer Dispute
March 1999
Settled
Regulatory
November 1998
Final
Customer Dispute
April 1997
Settled
Customer Dispute
August 1987
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Morgan Stanley
August 2012 - Present · 14 yrs 2 mos
Morgan StanleyBroker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
May 2002 - September 2012 · 10 yrs 4 mos
RBC Capital Markets, LLCBroker
March 2002 - September 2012 · 10 yrs 6 mos
Sutro & CO. IncorporatedBroker
September 1993 - March 2002 · 8 yrs 6 mos
Prudential Securities IncorporatedBroker
June 1989 - September 1993 · 4 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
September 1982 - June 1989 · 6 yrs 9 mos
State Registrations18 states
AZCACTDEFLGAIAILKSMAMDNCNVNYOHSCUTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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