Seth Haye
Seth Haye is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 22 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2829 Townsgate Road, Suite 200, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2009Customer Dispute
March 2008Customer Dispute
March 2008Other Business Activities
Seth is involved in oversight of school policy at Pepperdine University and is a managing partner at Haye Properties, LLC, a real estate company. Seth spends minimal time on each of these activities.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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