SH
SH
Seth Haye
21 Years of Experience
Westlake Village, CA
3 DisclosuresBroker
Seth Haye is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
100 North Westlake Boulevard, Suite 200, Westlake Village, CA, 91362
Get directionsHistory
Regulatory History (3)
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Customer Dispute
November 2009Denied
Customer Dispute
March 2008Settled
Customer Dispute
March 2008Settled
Other Business Activities
Seth is involved in oversight of school policy at Pepperdine University and is a managing partner at Haye Properties, LLC, a real estate company. Seth spends minimal time on each of these activities.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 2004 - June 2009 · 4 yrs 11 mos
Citigroup Global Markets INC.Broker
June 2004 - June 2009 · 5 yrs
State Registrations39 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.