TrueAdvisor
TrueAdvisor
JH
JH

John Hoisch

Morgan Stanley
44 Years of Experience
Westlake Village, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Hoisch is a registered investment advisor at Morgan Stanley, based in Westlake Village, CA, with 44 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

View Full SEC Brochure

Location

2829 Townsgate Road, Suite 200, Westlake Village, CA, 91361

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is involved with a trust since 2014, spending minimal time on it during business hours and a few hours per week after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
January 2010 - Present · 16 yrs 9 mos
Morgan Stanley
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
February 2004 - January 2010 · 5 yrs 11 mos
Wells Fargo Advisors, LLCBroker
February 2004 - January 2010 · 5 yrs 11 mos
RBC Dain Rauscher INC.
October 2002 - February 2004 · 1 yr 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - February 2004 · 1 yr 11 mos
Sutro & CO. IncorporatedBroker
July 1997 - March 2002 · 4 yrs 8 mos
Schroder & CO. INC.Broker
August 1990 - July 1997 · 6 yrs 11 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
September 1988 - July 1990 · 1 yr 10 mos
Drexel Burnham Lambert IncorporatedBroker
March 1982 - August 1988 · 6 yrs 5 mos
State Registrations22 states
AZCACOFLHIIDILMAMDNCNMNVNYOHORPATXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Westlake Village, CA →All financial advisors in California →