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James Meis

Ameriprise Financial Services, LLC
44 Years of Experience
Linwood, NJ
4 DisclosuresBroker
View SEC Summary
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James Meis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Linwood, NJ, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2021 New Rd, 12 Linwood Professional Plaza, Linwood, NJ, 08221-1045

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2011
Customer Dispute
April 2003
Denied
Customer Dispute
July 2000
Settled
Customer Dispute
September 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James has business ownership in an investment-related activity since 2020. He spends a few hours per week on this endeavor.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
December 2008 - September 2011 · 2 yrs 9 mos
UBS Financial Services INC.Broker
December 2008 - September 2011 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2004 - December 2008 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1982 - December 2008 · 26 yrs 4 mos
State Registrations15 states
CACTDEFLGAINKYNCNJNYORPASCVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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