Joseph Roccosalvo
Joseph Roccosalvo is a registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 43 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764
Get directionsHistory
Regulatory History (5)
Judgment / Lien
October 2017Judgment / Lien
July 2015Judgment / Lien
March 2015Judgment / Lien
June 2012Judgment / Lien
September 2004Other Business ActivitiesSells Insurance
Joseph is an Aflac agent and sells John Hancock long-term care insurance since 2010, dedicating minimal time to this activity. He also works full-time as a financial professional with CGAA, Inc. since 2005, selling securities.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Previous Registrations
Securities America, INC.Broker
Legend Equities CorporationBroker
Legend Capital CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.