SA
ChFC
SA
ChFC

Stephen Abbott

22 Years of Experience
Hauppauge, NY
Broker

Stephen Abbott is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Hauppauge, NY, with 22 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1393 Veteran's Memorial Hwy, Suite 307S, Hauppauge, NY, 11788

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
July 2026 - Present · 3 mos
MML Investors Services, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
LPL Financial LLC
May 2022 - December 2025 · 3 yrs 7 mos
LPL Financial LLCBroker
May 2022 - December 2025 · 3 yrs 7 mos
CUNA Brokerage Services, INC.
October 2009 - May 2022 · 12 yrs 7 mos
CUNA Brokerage Services, INC.Broker
October 2009 - May 2022 · 12 yrs 7 mos
Edward Jones
September 2008 - April 2009 · 7 mos
Edward JonesBroker
August 2008 - April 2009 · 8 mos
First Montauk Securities CORP.Broker
February 2002 - October 2002 · 8 mos
Princor Financial Services CorporationBroker
April 2001 - February 2002 · 10 mos
Wall Street Financial Group, INC.Broker
June 1997 - October 1999 · 2 yrs 4 mos
Franklin Financial Services CorporationBroker
May 1994 - April 1996 · 1 yr 11 mos
Cadaret, Grant & CO., INC.Broker
May 1994 - May 1994 · 0 mos
MML Investors Services, INC.Broker
September 1993 - September 1993 · 0 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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