RG
RG

Roger Goetz

41 Years of Experience
Fairfield, CT
2 DisclosuresBrokerSells Insurance

Roger Goetz is a registered investment advisor, based in Fairfield, CT, with 41 years of industry experience.

Location

1515 Black Rock Turnpike, Suite 102, Fairfield, CT, 06825

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 1994
Final
Regulatory
May 1994
Final
Other Business ActivitiesSells Insurance

Roger is an agent for life, health, long-term care insurance, and variable annuities. He is also the president of Fairport Financial LLC, a registered investment advisor, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Fairport Capital, INC.
April 1997 - Present · 29 yrs
Fairport Capital, INC.Broker
April 1997 - Present · 29 yrs
Fairport Asset Management CORP
June 1988 - Present · 37 yrs 10 mos
Previous Registrations
Fairport Capital, INC.Broker
September 1984 - April 1995 · 10 yrs 7 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.