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Robert Scarfo

LPL Financial LLC
40 Years of Experience
Beavercreek, OH
1 DisclosureBroker
View SEC Summary
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Robert Scarfo is a registered investment advisor at LPL Financial LLC, based in Beavercreek, OH, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3560 Pentagon Blvd, Beavercreek, OH, 45431

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert operates WPCU Retirement Solutions as a DBA for his LPL business. This investment-related activity takes up a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr 5 mos
LPL Financial LLCBroker
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Cuso Financial Services, L.P.
May 2004 - May 2025 · 21 yrs
Cuso Financial Services, L.P.Broker
February 2004 - May 2025 · 21 yrs 3 mos
CUNA Brokerage Services, INC.Broker
November 1998 - December 2003 · 5 yrs 1 mo
Liberty Securities CorporationBroker
September 1998 - December 1998 · 3 mos
Natcity Investments, INC.Broker
May 1998 - December 1998 · 7 mos
The Huntington Investment CompanyBroker
September 1997 - November 1997 · 2 mos
PNC Brokerage CORPBroker
February 1995 - November 1995 · 9 mos
Gna Securities, INC.Broker
August 1991 - October 1993 · 2 yrs 2 mos
Dean Witter Reynolds INC.Broker
October 1989 - August 1991 · 1 yr 10 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Painewebber IncorporatedBroker
January 1988 - November 1989 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
April 1985 - February 1988 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1982 - April 1985 · 2 yrs 6 mos
State Registrations23 states
ALARAZCACOCTFLGAIAINKSKYMAMDMIMONCNJOHPATNUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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