TrueAdvisor
TrueAdvisor
DT
DT

Dominick Tavella

Lebenthal Global Advisors, LLC
43 Years of Experience
Hauppauge, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Dominick Tavella is a registered investment advisor at Lebenthal Global Advisors, LLC, based in Hauppauge, NY, with 43 years of industry experience. Dominick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,465 clients with $970M in assets under management.

Lebenthal Global Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,465 clients
Average Client Portfolio
$394K average
Assets Under Management
$971.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.40%
$100K - $250K2.35%
$250K - $500K2.25%
$500K - $1.0M2.15%
$1.0M - $5.0M2.12%
$5M+2.05%

Maximum wrap fee is 2.40% (2.00% advisory fee plus 0.40% platform fee). Clients typically pay between 1.00% and 1.50%. Smaller accounts ($800,000 or less) are typically charged a flat fee, while larger accounts use a blended tiered schedule. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Parkway Drive South, Suite 200, Hauppauge, NY, 11788

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2003
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dominick is a licensed independent insurance producer selling life insurance and annuities. He also holds various positions, including President, Owner, and Investment Adviser Representative, in several investment-related companies, and has ownership interests in real estate holding companies and a corporate entity that owns the Lebenthal brand. Additionally, Dominick hosts The Lebenthal Report Podcast for a minimal time each month and serves as an unpaid commentator for Fox News for a few hours per week.

Employment History
Current Registrations
Lebenthal Global Advisors, LLC
November 2019 - Present · 6 yrs 11 mos
Lebenthal Diversified Asset Management INC.
February 2016 - Present · 10 yrs 8 mos
Lebenthal Financial Services, INC.Broker
January 2014 - Present · 12 yrs 9 mos
Previous Registrations
New England SecuritiesBroker
December 1993 - March 1994 · 3 mos
Investacorp, INC.Broker
October 1984 - December 2013 · 29 yrs 2 mos
Sterling Analytic Securities INCBroker
February 1984 - May 1984 · 3 mos
First Investors CorporationBroker
October 1982 - December 1983 · 1 yr 2 mos
State Registrations19 states
AZCACTFLGAINKSMAMDNCNJNMNVNYPAPRSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hauppauge, NY →All financial advisors in New York →