Ethan Stein is a CFP-designated registered investment advisor at LPL Financial LLC, based in Encino, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16133 Ventura Blvd #700, Encino, CA, 91436
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ethan is a real estate broker with DSA Inc since 2010, dedicating minimal time to this role. He also sells non-variable insurance products like life insurance and fixed annuities through DSA Inc, spending a few hours per week on this activity, and owns a real estate rental property since 2015, dedicating minimal time. Finally, Ethan is a non-profit board member, dedicating about 10% of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Shuman, Orth & Company, INC.Broker
Titan/value Equities Group, INC.Broker
Financial Planners Equity CorporationBroker
Portfolio Programming, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.