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KL
CFP
KL
CFP

Kirk Lombard

LPL Financial LLC
20 Years of Experience
Encino, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Kirk Lombard is a CFP-designated registered investment advisor at LPL Financial LLC, based in Encino, CA, with 20 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6345 Balboa Blvd, Ste 384, Encino, CA, 91316

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kirk sells non-variable insurance products, including life, disability, long-term care, and health insurance, dedicating about 10-20% of his time. He also spends nearly full-time on Focus Wealth Partners, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
October 2011 - Present · 15 yrs
LPL Financial LLCBroker
October 2011 - Present · 15 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
September 2006 - October 2011 · 5 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
August 2006 - October 2011 · 5 yrs 2 mos
State Registrations21 states
AZCACOFLGAHIIDILMAMNMOMTNJNVNYOHORPASCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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