Scott Michalek
Scott Michalek is a registered investment advisor at LPL Financial LLC, based in Encino, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15760 Ventura Blvd Suite 1730, Encino, CA, 91436
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Regulatory History (1)
Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Scott has a corporation, Scott R. Michalek, Inc., for tax purposes only, dedicating minimal time to it. He also receives non-variable insurance trails from Protective, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Citicorp Investment Services
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Baraban Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.