RA
ChFC
RA
ChFC

Raymond Abraham

43 Years of Experience
Walnut Creek, CA
1 DisclosureBrokerSells Insurance

Raymond Abraham is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Walnut Creek, CA, with 43 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1350 Treat Blvd Ste 290, Walnut Creek, CA, 94597

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History

Regulatory History (1)
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Customer Dispute
February 2003
Closed-No Action
Other Business ActivitiesSells Insurance

Raymond offers life, disability, and fixed annuities, dedicating about 10-20% of his time to this. He is also a board member, benefactor, and volunteer leader for The Baun Project, a missionary organization, spending about a quarter of his time there, and owns rental property, requiring minimal time. Raymond is also the owner of Ready Wealth Advisors, Inc., a financial services company, and spends nearly full-time hours there, including selling fixed insurance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2008 - Present · 17 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2008 - June 2023 · 14 yrs 10 mos
Hornor, Townsend & Kent, INC.
September 2002 - September 2008 · 6 yrs
Wealth Management Consultants INC
April 1989 - September 2010 · 21 yrs 5 mos
Epic Securities CompanyBroker
November 1983 - January 1986 · 2 yrs 2 mos
Hornor, Townsend & Kent, INC.Broker
December 1982 - September 2008 · 25 yrs 9 mos
State Registrations19 states
AZCAFLGAIDILMIMONVNYOHORRISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.