Steven Polaski
Steven Polaski is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Livermore, CA, with 25 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Livermore, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a licensed insurance agent since 2018, occasionally placing policies through companies approved by SBS. This activity requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
E*offeringBroker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Bancboston Robertson Stephens INC.Broker
Bancamerica Robertson StephensBroker
State Registrations7 states
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