Benjamin Wong
Benjamin Wong is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Walnut Creek, CA, with 39 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
185 Lennon Lane, Ste.210, Walnut Creek, CA, 94598
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin sells fixed insurance products, including life, health, annuities, and long-term care, through various insurance companies. He also owns rental property, acting as a landlord since 2007.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
The Pacific Center for Financial Services
Royal Alliance Associates, INC.Broker
Financial Network Investment CorporationBroker
Herrmann Securities, INC.Broker
Cypress Capital CorporationBroker
Herrmann Securities, INC.Broker
Integrated Resources Equity CorporationBroker
Financial Planners Equity CorporationBroker
State Registrations5 states
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