DS
DS
David Simon is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
595 South Federal Highway, Suite 400, Boca Raton, FL, 33432
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 1999Denied
Other Business Activities
David advises Temple Bat Yam's endowment committee and helped develop their investment policy statement, dedicating a few hours per week. He also has rental property and is involved in lending activities.
Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
January 1995 - October 2020 · 25 yrs 9 mos
UBS Financial Services INC.Broker
January 1995 - October 2020 · 25 yrs 9 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1993 - January 1995 · 1 yr 5 mos
Prudential Securities IncorporatedBroker
September 1989 - August 1993 · 3 yrs 11 mos
Thomson Mckinnon Securities INC.Broker
January 1985 - September 1989 · 4 yrs 8 mos
Richardson Greenshields Securities INC.Broker
December 1983 - December 1984 · 1 yr
Hereth, Orr & Jones, INC.Broker
July 1983 - August 1985 · 2 yrs 1 mo
Hanauer, Stern & Company,incorporatedBroker
November 1982 - July 1983 · 8 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAILINLAMAMDMEMINCNHNJNMNVNYOHORPARISCTNTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.