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Randall Tisdale

43 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance

Randall Tisdale is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

200 Prosperity Dr Pmb 241, Knoxville, TN, 37923

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
Other Business ActivitiesSells Insurance

Randall operates his LPL business through ATW, LLC and ATW Financial Strategy, spending full-time hours on these activities. He also sells and services fixed insurance products, dedicating about 10% of his time to this.

Employment History
Current Registrations
LPL Financial LLC
October 2007 - Present · 18 yrs 7 mos
LPL Financial LLC
October 2007 - Present · 18 yrs 7 mos
LPL Financial LLCBroker
October 2007 - Present · 18 yrs 7 mos
Previous Registrations
MML Investors Services, INC.
January 2004 - October 2007 · 3 yrs 9 mos
MML Investors Services, INC.Broker
February 1988 - October 2007 · 19 yrs 8 mos
Mutual Benefit Financial Service CompanyBroker
November 1982 - March 1988 · 5 yrs 4 mos
State Registrations15 states
ALCACOCTFLGALAMIMONCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.