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Randall Tisdale

LPL Financial LLC
43 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Randall Tisdale is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 43 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Prosperity Dr Pmb 241, Knoxville, TN, 37923

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Randall operates his LPL business through ATW, LLC and ATW Financial Strategy, spending full-time hours on these activities. He also sells and services fixed insurance products, dedicating about 10% of his time to this.

Employment History
Current Registrations
LPL Financial LLC
October 2007 - Present · 19 yrs
LPL Financial LLC
October 2007 - Present · 19 yrs
LPL Financial LLCBroker
October 2007 - Present · 19 yrs
Previous Registrations
MML Investors Services, INC.
January 2004 - October 2007 · 3 yrs 9 mos
MML Investors Services, INC.Broker
February 1988 - October 2007 · 19 yrs 8 mos
Mutual Benefit Financial Service CompanyBroker
November 1982 - March 1988 · 5 yrs 4 mos
State Registrations15 states
ALCACOCTFLGALAMIMONCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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