Clarence Pollock is a registered investment advisor at Stephens, based in Little Rock, AR, with 33 years of industry experience. Clarence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Estate Planning, and 4 more. Their firm serves 21,991 clients with $18B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annual fee rate is 2% for Stephens Allocation Strategies and Stephens Managed Assets Program, and up to 2.5% for other pre-paid wrap fee accounts. Fees are negotiable based on account size, type, and services provided.
Fee Estimator
Location
111 Center Street, Little Rock, AR, 72201
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Regulatory History (1)
Customer Dispute
January 2007Other Business Activities
Clarence serves on the Board of Governors and as Secretary for the Country Club of Little Rock. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
First Commercial Investments, INC.Broker
Powell & Satterfield, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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