Clarence Pollock is a registered investment advisor at Stephens, based in Little Rock, AR, with 33 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
111 Center Street, Little Rock, AR, 72201
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Regulatory History (1)
Customer Dispute
January 2007Other Business Activities
Clarence serves on the Board of Governors and as Secretary for the Country Club of Little Rock. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
First Commercial Investments, INC.Broker
Powell & Satterfield, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.