Joseph Solomon
Joseph Solomon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Studio City, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Studio City, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is involved in several business activities, including tax preparation/accounting/bookkeeping, P&C insurance, and serving as an IAR through Private Advisor Group. He also operates under various DBAs for his LPL business, dedicating a significant amount of time to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities CorporationBroker
Level Four Advisory Services
Securities America Advisors, INC.
Securities America, INC.Broker
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
Mutual Benefit Financial Service CompanyBroker
Financial Advisory Clinic Investments, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.