Pamela Marshall
Pamela Marshall is a CFP-designated registered investment advisor at LPL Financial LLC, based in Studio City, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12522 Moorpark St., Ste. 102, Studio City, CA, 91604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pamela operates Marshall Financial Management, offering life, disability, fixed annuity, and long-term care insurance products since 2008. She also uses Marshall Financial Management as a DBA for her LPL business since 2010.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Associated Planners Investment Advisory INC
Associated Securities CORP.
Associated Securities CORP.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.