RH
CFP
RH
CFP

Ryan Humbert

11 Years of Experience
Studio City, CA

Ryan Humbert is a CFP-designated registered investment advisor at Prism Advisors, INC., based in Studio City, CA, with 11 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 238 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
238 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$462.0M

Fee Structure

Planning is included in investment management (also available separately)

Prism Advisors offers investment management through a wrap fee program. Please see the Wrap Fee Program Brochure for information regarding fees and compensation for this service. Legacy Asset Management is offered at a flat monthly fee ranging from $500 to $10,000. The total fees assessed per year shall never exceed 3.00% of managed assets.

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Location

4361 Tujunga Avenue, Suite A, Studio City, CA, 91604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Prism Advisors, INC.
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
TD Ameritrade, INC.Broker
January 2016 - January 2018 · 2 yrs
TD Ameritrade, INC.
January 2016 - January 2018 · 2 yrs
TD Ameritrade Investment Management, LLC
January 2016 - January 2018 · 2 yrs
Edward Jones
June 2014 - January 2016 · 1 yr 7 mos
Edward JonesBroker
April 2014 - January 2016 · 1 yr 9 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Humbert - Financial Advisor | TrueAdvisor